Annual report on form 10k what is an annual report on form 10k. Certain relationships and related transactions, and director independence 116 item 14. Indicate by check mark whether the registrant is a shell company as defined in rule 12b2 of the act. For example, when a registrant files its 2019 form 10. Security ownership of certain beneficial owners and management and related stockholder matters 116 item. Form 10k table of contents year ended december 31, 2018 page part i item 1. These items are also protected from loss of form s3 eligibility for failing to timely file a form 8k, as long as the required disclosure is made before the form s3 registrati on statement is filed. In an added twist, 3m has elected to include a thorough breakdown of. Any statements contained herein including, but not limited to, statements to the effect that michaels. One technical change to form 10k this year is the addition of new item 16 form 10k summary. Extensions and violations of the statutory sec form 10k filing. Market for registrants common equity, related stockholder matters and issuer.
The following discussion, as well as other portions of this annual report on form 10k, contains forwardlooking statements that reflect our plans, estimates and beliefs. For the fiscal year ended december 31, 2019 commission. Companies may merge the annual report and 10k into one document. Few takers for secs new item 16 on form 10k intelligize. Market for registrants common equity, related stockholder matters and issuer purchases of equity securities 36. Glossary terms and abbreviations used in this report are defined below. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k. Saturday nearest january 31 in the following calendar year. Security ownership of certain beneficial owners and management and related stockholder matters item. See item 6, selected financial data, of this annual report on form 10k, for historical revenues, profits and identifiable assets. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form 10. Annual report on form 10k table of contents page part i item 1.
References to this form 10k are to our annual report on form 10k for the year ended december 31, 2019. In connection with the acquisition, occidental agreed to sell to total. Market for the registrants common equity, related stockholder matters and issuer. Amended and restated 20 omnibus incentive plan, effective may 25, 2016, under which equitybased awards are granted to selected management. Registrant reported that it provided information to supplement the risk factors described in item 1a of its annual report on form 10k for the fiscal year ended june 30. A 10k405 is a 10k where the regulation sk item 405 box on the cover page is checked. Market for the registrants common equity and related stockholder matters and issuer purchases of equity securities 20 item 6. Exact name of registrant as specified in its charter delaware 2624428 state or other jurisdiction of incorporation or organization i. Union pacific exited 2019 as a much different, much better company than we started the year. In order to fulfill the requirements of part i of form 10k, the. Remember new item 16 when filing your form 10k this year. Although similarly named, the annual report on form 10k is distinct from the often glossy annual report to shareholders, which a company must send to its shareholders when it holds an annual meeting to elect directors though. United states securities and exchange commission washington, d. Form 10k summary 91 signatures certifications 92 96.
Item 6 selected financial data item 7 managements discussion and analysis of financial condition and results of. Report on form 10k for the year ended february 3, 2001. These could be statements regarding our plans, beliefs or. Exhibits and financial statement schedules 1 item 16. References herein to years are to the companys 52week or 53week fiscal year which ends on the. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a nonaccelerated filer or a smaller reporting company.
Pdf the securities and exchange commission sec has mandated new. Form 10k is a detailed annual report of the reporting. Business 3 our global business overview 3 aigs operating structure 5 diversified mix of businesses 6 our employees 7 regulation 8 available information about aig 17 item 1a. For additional information about the companys performance and financial condition, see also item 7. Annual report on form 10k for the year ended december 31, 2019 table of contents form 10k item number description page part i item 1. Managements discussion and analysis of financial condition and results of operations. How to efficiently read an annual report investopedia. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in rule 12b2 of the exchange act. Commission file number 12256 exxon mobil corporation. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk is not contained herein, and will not be contained to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in part iii of this form 10k or any amendment to this form 10k. For the fiscal year ended for the transition period from.
If the class of securities to be registered will trade in the form of american depositary receipts, furnish item 202f disclosure for such american depositary receipts as well. The summary is presented in the form of detailed item 1 business reporting. When responses to a certain item of required disclosure are separated within the combined report, an appropriate crossreference should be made. Market for the registrants common equity, related stockholder matters, and issuer purchases of equity securities 18 item 6. Frequently asked questions about periodic reporting. Extensions and violations of the statutory sec form 10k filing requirements. Certain relationships and related transactions, and director independence 5 item14. Market for re gistrants common equity, related stockholder matters and issuer purchases of e quity securities. All references to 2019, 2018 and 2017 refer to our years ended, or the dates, as the context requires, december 31, 2019, december 31, 2018 and december31,2017,respectively. Defined terms used herein, but not defined, shall have the meaning set forth in the overview. Business, pages 17 1027 scale of the organization form 10k. Portions of ibm s definitive proxy statement to be filed with the securities and exchange commission and delivered to stockholders in connection with the annual meeting of stockholders to be held april 30, 2019 are incorporated by reference into part iii of this form 10k. Not to be outdone, 3m cos 10k for fy 2016 filed 2917 includes an item 16 which states a form 10k summary is provided at the beginning of this document, with hyperlinked crossreferences. Principal accountant fees and services part iv item 15.
Principal accounting fees and services 5 part iv 6 item15. Certain relationships and related transactions, and director independence item 14. Indicate by check mark if disclosure of delinquent filers pursuant to item 405 of regulation sk 229. Our annual report on form 10k, quarterly reports on form 10q, current reports on form 8k, and amendments to those reports filed or furnished pursuant to section a or 15d of the exchange act are available free of charge. The implementation of unified plan 2020 is transforming how we do business making us more efficient and. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a nonaccelerated filer, or a smaller reporting company. As you may recall, the fixing americas surface transportation act, more commonly known as the fast act, which became law in december 2015, was primarily a transportation bill, but also contained a number of changes to the federal securities laws. Form 10k for the fiscal year ended october 31, 2019 table of contents page forwardlooking statements 3 part i item 1. Exhibits, financial statement schedules 117 exhibit index 118 item 16. Principal accountant fees and services 116 part iv item 15. This has been an exciting and challenging year for. Form 10k table of contents year ended december 31, 2017 page part i item 1.
460 1067 880 207 508 62 130 1043 222 726 1510 63 1012 554 168 1383 601 932 169 1501 1039 1054 559 886 583 775 280 1183 1586 533 534 1454 121 487 443 1067 561 102 274 1388 754 1027